1099 Problems

Loading player...

Alex Steger, Ian Wenik and Citywire RIA senior reporter Sam Bojarski cover Steward Partners' decision to halt recruitment of Form 1099 contractor advisors, Commonwealth Financial Network's pursuit of an institutional investor and the ongoing legal battle between mega-RIAs Edelman Financial Engines and Mariner Wealth Advisors.

31 Jan English United States Investing

Other recent episodes

None of your (outside) business

Alex Steger, Ian Wenik and Sam Bojarski break down Sam's feature on how a new proposal from Finra governing advisors' outside business has some up in arms, discuss Ian's latest scoop on LPL's battle to retain Commonwealth advisors and look at the current balance of power among custodians.

9 May 22 min

Secondary concerns

Alex Steger, Ian Wenik and Alec Rich discuss Ian's scoop on General Atlantic looking to move part of its investment in Creative Planning into a continuation vehicle, find out why it's getting more expensive to be a CFP, and examine a new PE deal in the RIA space.

2 May 18 min

Feeding frenzy

Alex Steger, Ian Wenik and Citywire RIA deputy editor Andrew Foerch discuss Commonwealth Financial Network's push to get as many of its advisors to stay on board through its sale to LPL as possible as rivals circle, highlight one multi-billion dollar team which has already left, and provide an update…

25 Apr 20 min

A tradition unlike any other

With Alex Steger out, Ian Wenik and Citywire RIA deputy editor Andrew Foerch discuss the made-for-Hollywood story of an RIA's CEO getting to participate in the Masters golf tournament, Ian's scoop on layoffs at Orion and Andrew's exclusive story on private equity firm CIVC Partners investing in a $10bn wealth manager.

18 Apr 20 min

Retention rundown

Alex Steger, Ian Wenik and Citywire RIA senior reporter Sam Bojarski discuss LPL's bid to keep Commonwealth's advisors in the fold, Ian's scoop on Goldman Sachs weighing a new RIA referral program, and the tariff chaos that's roiled markets.

11 Apr 18 min

All episodes